webinars
Introduction to Fiduciary Practices Webinar Series
Click HERE for more information on this ongoing event

Risk Rating Trust Accounts
April 24, 2018

Cracking the Code – Generating Opportunities from the Commercial Lenders

June 5, 2018

Right Staffing Your Trust Operations Function

August 14, 2018

Managing Sales by the Metrics

October 23, 2018


Risk Rating Trust Accounts

April 24, 2018

1:30 – 2:30 pm Central Standard Time

It has long been expected by the regulators and your board that you have a system in place to evaluate and manage risk in your Trust department.  There are a number of common policies and practices that organizations have established to address this expectation.  This includes risk assessments at pre-acceptance and acceptance, account reviews, fiduciary watch lists, etc.

A new expectation from many of your regulators is that you utilize a numerical risk rating system at the account level.  In other words, risk rate each account and assign a numerical rating.  This has arisen as a “suggestion” regarding account acceptance and account review processes as well as in overall risk management practices.  This has come up often enough and by enough regulators that it is clearly a trend.

You have a few choices:

  • Ignore this warning of the new expectation and wait for the regulators to require it of you.
  • Invent a process / system yourself and wait until the regulators come in to see how they like it.
  • Implement a system that has already been deemed acceptable by regulators in other Trust departments.

Join us for this power-packed webinar:

April 24, 2018

POHL CONSULTING AND TRAINING, INC. Sponsored

Fee: $295

Register Online