Roles and
responsibilities.

The conference’s agenda is designed for board level Trust Committee members and Bank Executives who oversee the Trust or Wealth Management Division.

The Board and Bank Executive team are expected to understand their fiduciary responsibilities as overseers of the Trust and Wealth Management division. This is a one day program (1/2 day versions are available) that is delivered on-site.  The first ½ of the agenda is focused on management issues including metrics to evaluate department performance.  The second ½ of the day is focused on the regulatory issues important for the oversight body to understand.

Thank you for considering our Trust Oversight Conference for your Trust Committee Members and Bank Executives that will provide practical insight into the management and oversight of the Trust department!   This conference focuses on practical, usable information that can equip the Board Member and Bank Executive for their role and responsibility in Trust oversight. And from a FRB examiner: “The board and senior management should have an appropriate degree of knowledge of the fiduciary activities performed by the institution and the risks involved.  Management at all levels must provide adequate supervision to control risks.”

The board and executives get the information you really need and you address a regulatory expectation that the Board and Senior Management are educated to provide appropriate oversight.  The agenda addresses Trust Department metrics and other management issues as well as the regulatory oversight issues.

The agenda is designed for board level Trust Committee members and Bank Executives who oversee the Trust or Wealth Management Division.   Participation and documentation of participation (provided by us) will be well-received by your regulators.  Other possible participants from your organization include the Bank auditor, Compliance officer and the Chief Financial Officer.   While the agenda is designed for board members and bank executives, the Trust manager is certainly encouraged to participate.

This service provided by Wealth Management Compliance Alliance©, a division of Pohl Consulting and Training, Inc.