Trust Compliance Retainer.

Wealth Management Compliance Alliance has the unique ability to provide proactive and hands-on Compliance support customized to the specific Compliance needs of your Trust Department or Company.  The Compliance Retainer Program, for a flat quarterly fee, designates one of our experienced professionals to work directly with you to provide support and guidance customized to your needs.

In this program you will:

1. work directly with an experienced professional during two visits to your organization per year to identify and address your most pressing compliance needs,
2. have direct access to an experienced professional, via phone or email, for assistance and guidance with your specific regulatory and compliance needs,
3. utilize an experienced professional to review your compliance monitoring reports on a monthly, quarterly and annual basis providing comment and recommendations on compliance concerns and trends,
4. receive a quarterly compliance commentary produced by WMCA, and
5. obtain a 10% discount on other consulting services provided by WMCA, such as:

* Policy, Supervisory Procedures and Code of Ethics Review and Updating

* Compliance Staff Training

* Examination remediation

* Mock Examination

At the same time that regulatory pressure is increasing and more complex, the availability of quality, experienced compliance professionals is limited.   The Compliance Retainer program is a valuable means to obtain hands on support from experienced industry veterans to support you in managing your Trust compliance program.